Mutual exchange

Results: 2484



#Item
891Funds / Financial services / Collective investment schemes / Mutual fund / Money market fund / Security / Securities market / Financial adviser / Investment Advisers Act / Financial economics / Investment / Finance

8011-01p SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]December 19, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to List and T

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Source URL: www.sec.gov

Language: English - Date: 2014-12-22 12:51:31
892Institutional investors / Mutual fund / Mutualism / Dividend / BlackRock / Companies listed on the New York Stock Exchange / Financial economics / Investment / Financial services

" sw•*Jh,.;1A91fJ &···: Report Required by the Ethics in Government Act of1978 (5 U.S.C. app. §§JOI-I I I)

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Source URL: www.judicialwatch.org

Language: English - Date: 2013-11-13 09:41:51
893Disgorgement / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Cease and desist / Financial economics / Economics / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Corporate crime / Fair Fund / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-20 10:14:35
894Disgorgement / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Corporate crime / United States Securities and Exchange Commission / Fair Fund

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-03 16:20:34
89573rd United States Congress / Fair Fund / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Government / Financial economics / Mutual fund scandal / Securities Fraud Deterrence and Investor Restitution Act / United States Securities and Exchange Commission / Corporate crime / United States securities law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-25 10:34:12
896Fair Fund / United States Securities and Exchange Commission / Government / U.S. Securities and Exchange Commission / Investment Company Act / Disgorgement / Securities and Exchange Commission / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Corporate crime / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-20 10:17:42
897Financial services / Structured finance / Fixed income securities / Funds / State Street Global Advisors / Mutual fund / Subprime mortgage crisis / Tranche / Asset-backed security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES ACT OF 1933 Release No[removed]December 15, 2014 SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 15, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-16 06:23:13
898Financial institutions / Institutional investors / Aetna / Companies listed on the New York Stock Exchange / UnitedHealth Group / Cigna / Mutual insurance / Humana / HealthMarkets / Insurance / Health maintenance organizations / Types of insurance

List of Health Insurers Owing Rebates in 2012

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Source URL: www.cms.gov

Language: English - Date: 2014-07-23 23:19:39
899Financial services / Stock market / Funds / Collective investment schemes / Exchange-traded fund / Mutual fund / Prospectus / Hong Kong Exchanges and Clearing / Security / Financial economics / Investment / Finance

IMPORTANT: If you are in any doubt about the contents of this Prospectus, you should consult your stockbroker, bank manager, solicitor, accountant or other financial adviser for independent professional financial advice.

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Source URL: www.bmo.hk

Language: English - Date: 2014-11-04 16:47:20
900Funds / Financial services / Collective investment schemes / Institutional investors / Money market fund / Mutual fund / Net asset value / Dodd–Frank Wall Street Reform and Consumer Protection Act / Federal funds rate / Financial economics / Investment / Finance

Corrected to conform to Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 270, 274 and 279 Release No[removed], IA-3879; IC-31166; FR-84; File No. S7[removed]RIN 3235-AK61 Money Market Fund

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Source URL: www.sec.gov

Language: English - Date: 2014-08-19 14:24:24
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